History

Book Review: "The Dawn of Everything" by David Graeber & David Wengrow

I finally got around to reading ‘The Dawn of Everything: A New History of Humanity’ by the late, great David Graeber and David Wengrow. Graeber was a first-rate anthropologist and leftist thought-leader, and his tragic death during the pandemic was a huge blow to the international left. While Graeber’s ideas were often insightful and revolutionary, his written work was often dry and difficult. While frequently targeting mass-market ‘grand theorists of history’ such as Jared Diamond, Steven Pinker and Yuval Noah Harari for debunking, he remained firmly grounded in the academic realm. ‘The Dawn of Everything’, a collection of essays and lectures compiled with his collaborator David Wengrow in the ten years prior to his death, is very much of this mould: too interested in debating the ‘big questions’ to be rigorously academic, but too dedicated to the material minutiae and petty historiological disputes to sell a new ‘theory of everything’. In that way, it’s just as frustrating and enlightening as Graeber’s other work, and thus, a fitting final testament.

Let’s begin with the title. Perhaps a more accurate one would have been ‘The Dawn of Inequality: A New Pre-history of Humanity’. Graeber & Wengrow’s primary research question - with the exception of dull, Weberian digression on the birth of the state - is to identify, or at least challenge received accounts of, the origins of inequality. In this, they follow the great tradition of debating liberalism’s theodicy problem - if men are born free, as ideology presumes, why are we now so unequal? Unfortunately, they use as a framing device the ‘debate’ between a fundamentally Hobbesian and Rousseauian narrative of the origins of society - in the former, man is by his nature self-interested and to avoid a life that is nasty, brutish and short, binds himself to the rule of a sovereign. Whereas in the latter, man in his natural state lives in a state of primitive freedom and leisure, which he is seduced into giving up by the material comforts of ‘civilization’.

Graeber & Wengrow point out that this dichotomy, taught to hundreds of thousands of fresh-faced undergrads each year, is dull and limiting. But by framing the book in those same terms they do a huge disservice to the diversity of the ideological debate around liberty and inequality. On the one hand, Hobbes and Rousseau wrote more than a hundred years apart; they were addressing fundamentally different political, economic and ideological contexts and their juxtaposition in this way is an artifact of modern text selection. Moreover, both Hobbes and Rousseau are fundamentally pessimistic writers writing in the social contract tradition, albeit ones with different takes on authority: with Hobbes the authoritarian and Rousseu a sort-of proto-libertarian. Graeber & Wengrow ignore both the more optimistic left-liberal and materialist traditions and the reactionary critique of social-contract theory which sees inequality as a good and natural thing, actually.

A new pre-history of humanity

The other bit of false advertising on the book cover concerns its temporal scope: this is very much a book about ‘pre-history’ - the latest Eurasian civilizations we meet are the Minoan and Mycenaean Greeks, where conventional Western narrative history often begins. Perhaps that’s an intentional choice - after all, human history is much, much longer than recorded in writing. The insights and perspectives that these ancient societies can generate based on scant archaeological evidence are fascinating and represent the best parts of the book. We range all across north and south America, the ancient Middle East and into Eurasia and the Pacific, and while I have absolutely no doubt that Graeber & Wengrow are presenting the absolute cutting-edge in what is known about these societies, facts about them remain frustratingly just out of reach and many of Graeber & Wengrow’s implications are therefore necessary speculative.

At the outset, Graeber & Wengrow offer a convincing narrative about the origins of the inequality question in the European encounter with indigenous America. In this reading, Montesquieu, Voltaire and Rousseau did not invent the inequality discourse out of whole cloth, but instead were reflecting upon the perspective that native peoples had of European civilization - perspectives that were, as a result of French colonial empire, now available to bourgeois writers in the metropole. This isn’t quite right - French liberals had plenty of sixteenth-century sources about social contract theory, liberty and equality in both French and English to draw upon. But the Colombian exchange did pose the question of what rights human beings might have simply a consequence of being human - rather than as royal subjects or Christians. And thus, we are told, Rousseau and his contemporaries invented the concept of the state of nature by taking the ‘primitive’ but ‘egalitarian’ lifestyles of the ‘American’ foraging societies they were familiar with as representative. As we learn much later in the book, however, even those north American social bands which most approximated this ideal had adopted this way of life following previous periods of more centralised state-building - their relative egalitarian social structures were a choice, not merely a consequence of ‘underdevelopment’.

Graeber & Wengrow devote considerable space to advocating for a more fluid view of human social arrangements. Social structures are not fixed by material conditions, made irrevocable once a certain technological threshold. Rather, they note, many early societies adopted different modes of organisation at different times of year, coming together for hunts or festivals, and then dispersing, with very different social rules and hierarchies applying in each mode. A ‘king’ may have both the ceremonial and literal power of life and death at certain times of year, or in certain locations, but then be treated little better than an ordinary band-member on the hunt. Farming was not invented all at once, requiring investment in fixed townships, but societies used it from time-to-time as convenient, and abandoned farming just as easily as they invented it. Some hunter-gathering societies are rigidly egalitarian, others fiercely hierarchical. Egalitarian bands may enforce rigid material redistribution, with social rules to punish accumulation, while others encourage creativity and individuality within a materially poor culture.

Graeber & Wengrow also introduce the idea of cultural ‘schismogenesis’, the notion that neighbouring cultures may consciously adopt polarised social practices to create an exclusive sense of identity. In fact, they note that for most of human history, identity groups got smaller rather than larger, with tribes and villages adopting ever-more exclusive notions of group membership and curtailing the previous ‘freedom to roam’ enjoyed by ancient human populations. Examples include the ancient peoples of the California coast, who in the south enforced a rigid culture based on individual industriousness, and in the north fought and took slaves, who did the majority of the manual labour to support an indulgent ruling class. Graeber & Wengrow examine but ultimately dismiss the traditional materialist account of these different social modes, based on different ‘modes of production’ and the availability of surpluses in each ecological zone. Instead, they argue, these differences were a result of self-conscious self-differentiation against the ‘other’.

In short, there was nothing inevitable or pre-determined about the transition from hunter-gather societies, into agriculturally based city societies and the emergence of priestly and ruling classes based on the exploitation of these surpluses. Graeber & Wengrow marshall truly impressive evidence about the first cities, pre-dating those in Mesopotamia and Egypt by thousands of years, to show that massive groups of people - numbering in the tens or hundreds of thousands - could organise themselves quasi-democratically and without leaving any evidence of social hierarchies over timescales of many hundreds of years. While everyone knows Tenochtitlan, capital of the ‘blood-thirsy’ Aztecs, few know the name of Teotihuacan, a city of 125,000 people organised on egalitarian lines merely 40kms away that flourished over a thousand years prior with pyramid-building just as, if not moreso, impressive. Graeber & Wengrow present documentary evidence to show that Europeans exploring the Americans fundamentally misunderstood that many of the cities they encountered were governed as republics, with rhetorical and political traditions vastly more sophisticated than were practiced in Europe at the time. Their evidence is very clear that warrior aristocracies usually tended to arise in frontier zones - forests, mountains and hills - and only move into cities later as conquerors. And just as importantly, the archaeological records show hints of the first revolutions against tyranny, thousands of years before Rome and the Gracchi.

Against the evolutionists

All well and good. But apart from their [understandable but irritating] abuse of European philosophy as a framing device, Graeber & Wengrow also take aim at another subject close to my heart by being highly critical of what they call social ‘evolutionism’. For Graeber & Wengrow, social evolutionary theory is synonymous with a certain late-nineteenth century, ‘progressive’ view of human societies as inexorably and inevitably moving through a series of fixed stages towards the capitalist mode of development. They note that almost the entire field of sociology - from the Marxist to Hayekian - rejects this kind of simplification entirely, yet Graeber & Wengrow continue to argue against it, arguing that it reflects what sociologists ‘really think’. While that may be right in some sense - people to love their simplifying categories after all, even bespectled academics - employing such crude caricatures a great disservice to cultural evolutionary theory.

Because, in fact, the kind of diversity and experimentation that Graeber & Wengrow identify is precisely the variation that a modern evolutionary perspective would expect to see in human history. What is missing entirely from Graeber’s account is the function of selectors in history - what makes these societies fail. We are told repeatedly that once-glorious cities are abandoned, and people move away. But why? We never know, and Graeber & Wengrow make scant mention of the role of war, disease and environmental change in history. It’s frustrating that in discussing the origin of the state, the role of war and war-making is barely mentioned. Perhaps the emergence of the state in the seemingly mono-typical form we know it today is precisely the consequence of these selective pressures being applied on an initially more diverse population. A true history of humanity would need to account for the emergence of the capitalist nation-state as a consequence of the large-scale European warfare and brutal colonial extraction of the seventeenth and eighteenth centuries.

For Graeber & Wengrow, social arrangements always come back to a matter of ‘choice’ - not just individual choice per se, but the social choice of groups over time. Frustratingly, we are given no information, or even a theory, about how such choices might be made an implemented; given Graeber’s anarchist background, there’s a sort of perpetual wink-and-a-nod towards idea of community autonomy and self-governance. While the notion of social outcomes as social choices is certainly useful from a critical activitist perspective - it allows us to argue that another world is possible - it is not materially grounded. For Graeber & Wengrow, equality is an idea that we must choose. They do not, and cannot, engage from this perspective  in this with well-established liberal problems such as a nature of regime legitimacy, conflicts between the choices of the past and the desire of the current generation, and our fundamental lack of choice about the kind of society we are born into with limited ability to change.

A recommendation, with caution

Did I enjoy ‘The Dawn of Everything’? Yes. Did I learn things about human deep history from it, that I have not read elsewhere? Once again, yes. But am I persuaded that Graeber & Wengrow have genuinely offered a new ‘history [or even, gasp, a theory] of humanity’ that fundamentally challenges the staid and false dichotomy of Hobbes vs Rousseau? No. Unfortunately not. Like ‘Debt: the first 5,000 years’ or ‘Bullshit Jobs’, ‘The Dawn of Everything’ is full of interesting ideas that do not come together a cohesive whole, and which may one day be picked apart by serious academic critique. But for an undergraduate encountering these ideas for the first time, it offers a useful and engaging corrective to hundreds of years of propaganda that the inequality we see around us is somehow either natural or inevitable.  

Book Review: “The Narrow Corridor” by Daron Acemoglu & James Robinson

I’m back from quarantine with another book review. Daron Acemoglu & Jame Robinson’s best-known book, “Why Nations Fail: The Origins of Power, Prosperity and Poverty” was a highly influential and persuasive defence of democracy, that I certainly found useful and informative in doing the research for my first book (“Politics for the New Dark Age: Staying Positive Amidst Disorder.”) Now they’re back with a follow-up, “The Narrow Corridor: States, Societies and the Fate of Liberty”, a 500-page behemoth that aims to perform the same service for liberalism. I regret to inform everyone, however, that “The Narrow Corridor” does not reach the same heights of the original, and in fact is a genuine slog to get through. Despite my genuine admiration for Acemoglu & Robinson’s academic work, I can’t recommend this book, and this blog will tell you why.

Acemoglu & Robinson’s central thesis is that the long-run success of states depends on the balance of power between the ‘state’ and ‘society’. If states are too strong, you end up with a Despotic Leviathan that is good for short-term growth but is brittle and unstable. If society is too strong, Leviathan is Absent and societies suffer under a pre-modern war of all against all. The ideal place to be, according to Acemoglu & Robinson, is the ‘narrow corridor’ where state and society are balanced, producing a ‘Shackled Leviathan’ that is able to grow state capacity and individual liberty simultaneously. The trick is to navigate into and stay in the narrow corridor (which one clever twitter user has already dubbed the ‘birth canal of liberalism’) against the centripetal forces pulling this delicate balance apart.

To their credit, Acemoglu & Robinson support their thin thesis with an extensive, and one might say exhaustive, set of case studies. And this is where the problems start. Although the authors’ selection of studies is broad and includes many non-Western cultures, the vast bulk of the book is little better than a potted history of civilisation, a tendency that gets worse in the second half where the authors cover so many unrelated topics (e.g. racial politics in the US, #metoo, the origins of Al Qaeda and the War on Terror, globalization, automation and the rise of the Nazis) that it covers none of them well. It falls into the trap of so much mediocre writing of mistaking description for analysis. So while their history of the world might be of interest to a first-year political science or economics student, it does not stand up as a serious work of scholarship.

Liberalism for dummies

From the reviews I’ve seen online, “The Narrow Corridor” is popular with neoliberals, even though the text itself ostensibly defends some version of a social democratic welfare state. The reason, I suspect, is its simplistic definition of what liberalism is and how it operate, and its almost Fukuyama-esque assumption that there is only a single stable evolutionary pathway that societies can take in the long-run. Acemoglu & Robinson are stuck in the tired dichotomy of Hobbes and Locke. In other words, the State is a despotic Leviathan that is necessary to provide order and prevent a war of all against all. The only way to constrain the state’s despotic tendencies is through individual rights, and some soft notion of ‘civil society’ that is never fully explained or developed.

Acemoglu & Robinson valorise the idea of Liberty, but their definition of it is deeply constrained. Throughout ‘The Narrow Corridor’, liberty is to be understood solely as ‘negative freedom’: restraints on what the state can and cannot do with regard to individuals and their property. The authors are curiously uninterested in the development of the individual, or the pursuit of happiness, in a way that might lead to demands for positive liberty. Instead, rights are a constraint on the despotic tendencies of the State, and individuals benefit from the growth in state capacity (so long as it does not become overmighty). One can easily see how such a worldview (“capitalism lifts people out of poverty”) may be sympathetic to neoliberalism’s core claim to rule.

But this is more than just an ideological objection. In “The Narrow Corridor” it is not individuals but the State which is the primary ontological entity. But what is the state, and where does it come from? Acemoglu & Robinson have a unfortunate and deliberate tendency to label everyone living outside a modern, Weberian nation-state as ‘stateless’, without any consideration of how governance emerges slowly and organically from within pre-existing structures. A State has police and bureaucrats, we are told: there is either the modern state form, fully formed and rational-legal in its orientation, or there is despotism. No other form of governance is worth consideration. As a result, Acemoglu & Robinson ignore the many forms of social organisation in history that were not states, and claims a great many things to be states which were not. Italian city-states which were legally part of the Holy Roman Empire and Muhammad’s early Islamic ummah are States; but the Islamic Caliphates and post-colonial governments in Africa and Latin America are not.

A dash of chauvinism

Acemoglu & Robinson rightly critique narrow works of history that focus solely on structural factors to explain the rise of civilization (looking at you, Jared Diamond), and prefer history that is messy and path-dependent. They claim this resurrects the role of ‘agency’ in history. But this is not the agency of individuals - there is no methodological individualism in “The Narrow Corridor”. The people who matter, the people with agency, are ‘state-builders’: law-givers, prophets and conquerers who stand astride world history as heroes. Despite their central thesis being one of constant tension between state and society, Acemoglu & Robinson specify almost no dynamic mechanisms in their theory: no classes, no divergence of interests, no means of production. States evolve over time, allegedly, yet in their cosmology they also emerge fully-formed from the hands of Great Men. After that, all that matters is that coalitions and inclusiveness are good and polarisation and social conflict are bad. Neoliberals in suits with technocratic cabinets are the ideal way to govern a state, forever.

Like all liberals, therefore, Acemoglu & Robinson propose a universalistic and trans-historical ideal of what constitutes a good state. The challenge they, and all liberals face, is to explain why this apparently successful social equilibrium is so difficult to achieve. It’s unclear what actually determines the balance of power between state and society: is it ideology, religion, economics, geography, or culture? At one point or another, all of these factors are thrown into the mix, but it’s hard to escape the impression that the authors have fallen into the trap of relying heavily on ‘cultural’ explanations for the success and failure of states.

In “The Narrow Corridor”, the archetypes of a successful Shackled Leviathan are ancient Athens, Italian city-states and the United States. What constrains the growth of state power, we are told, is the formation of society on the basis of free, smallholding peasant farmers. It’s an argument, I suppose. But while in some societies landowners are the fountainhead of liberty, in other societies are different times landowners are the chief centres of reaction and despotism. ‘Labour coercion’, we are told, undermines the growth of liberty, yet both ancient Athens and the United States were slave-holding societies. Privatisation is good until it isn’t. The lack of consistency is an inevitable result of the sheer number of stories being told and the lack of a coherent framework linking them together.

The other twinge of cultural chauvinism in “The Narrow Corridor” is that Acemoglu & Robinson really, really don’t like pre-modern forms of social organisation. In this book, any form of social governance which is not a Weberian rational-legal nation-state is by definition part of the ‘cage of norms’ which holds societies back, explains their failure to build states and undermines their economy. Peoples aren’t allowed to develop their own forms of self-governance based on kin networks, reciprocity, religion and custom - all that must be swept aside in the name of progress, most likely by some conquerer or law-giver with the public’s best interests at heart. Non-liberal cultures, we are told, oppress people and keep them impoverished. Better for everyone if social interactions are anonymised and conducted solely on the basis of self-interest.

In the final analysis, Acemoglu & Robinson’s account of the rise of Shackled Leviathans in the West is so simplistic it could come out of a Ben Shapiro book. Only in the West, we are told, did societies inherit the twin boons of Roman law and the ‘Germanic’ proto-democratic practice of tribal assemblies. It’s as if two millennia of war, feudalism, imperialism, colonialism and the Cold War never happened. Western political and economic institutions had a complex evolutionary history, and yet modern liberal States have the same cultural toolkit as the fifth century Franks (in much the same way, it must be said, that the Chinese Communist Party is ascribed the same cultural toolkit as the Qin Empire, 2500 years earlier). The glaring and obvious errors in many if their takes on European history makes the reader suspect that they’re picking and choosing their lessons from other parts of the world as well.

Bad Economists

Acemoglu & Robinson struggle the hardest, as most liberals do, when it comes to explaining the rise of China. They often come across as admiring and envious of the economic usefulness of the Despotic Leviathan and its capacity to organise short-term economic growth - although they are typically silent on the reasons for this (land redistribution, the suppression of labour and the concentration of capital might be among them). But they argue, weakly, that this is unsustainable and that China, under the rule of the Communist Party, can never pose a long-term challenge to the cultural West. Moreover, their unwillingness to theorise about civil society and social movements mean they have no prescriptions for the Chinese people to get out of this perceived trap.

Innovation, we are told, requires creativity and creativity requires liberty. That’s a hell of a claim, but it constitutes the sum total of their argument for the inferiority of despotism. At various points, we are told that government regulation of any kind is no different from despotism, and that free markets are the only road out of poverty. No form of social organisation that is not universal liberalism can deliver sustainable improvements in quality of life. But this is, empirically not true. Any even in the liberal West, States had a long history of despotic growth behind them before they became philosophically modern.

Conclusion

“The Narrow Corridor: States, Societies and the Fate of Liberty” is a book by liberals for liberals. It won’t convince anyone else of its central claims, and the longer the book goes on the more unfocused and self-defeating it becomes. Acemoglu & Robinson wanted to write a book about everything and ended up writing a book about nothing. No matter how extensively sourced or research, the authors offers no guidance to the future or wisdom about the past that one could not pick up from reading newspaper columns. A pity.